Annual report [Section 13 and 15(d), not S-K Item 405]

Insider Trading Arrangements

v3.25.2
Insider Trading Arrangements
12 Months Ended
Jun. 30, 2025
shares
Trading Arrangements, by Individual [Table]  
Material Terms of Trading Arrangement [Text Block]

ITEM 9B. OTHER INFORMATION

 

Securities Trading Plans of Directors and Officers

 

On June 10, 2025, M. Farooq Kathwari, our Chairman, President and CEO, adopted a Rule 10b5-1 trading plan for the sale of shares of Ethan Allen common stock, with an effective date of September 15, 2025 and an expiration date of September 15, 2026. This plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act. Pursuant to the plan, the aggregate number of shares of Ethan Allen common stock to be sold is not to exceed 320,400 shares.

 

None of our other directors or officers (as defined in Section 16 of the Securities Exchange Act of 1934, as amended) adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (each as defined in Item 408(a) and (c) of Regulation S-K) during the fourth quarter of fiscal 2025.

Trading Arrangement Adoption Date June 10, 2025
Trading Arrangement, Individual Name M. Farooq Kathwari
Trading Arrangement, Individual Title Chairman, President and CEO
Rule 10b5-1 Arrangement Adopted [Flag] true
Trading Arrangement, Securities Aggregate Available Amount (in shares) 320,400
Rule 10b5-1 Arrangement Terminated [Flag] false
Non-Rule 10b5-1 Arrangement Adopted [Flag] false
Non-Rule 10b5-1 Arrangement Terminated [Flag] false