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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 4, 2026

 

ETHAN ALLEN INTERIORS INC.

(Exact name of registrant as specified in its charter)

 

 

 

Registrant’s telephone number, including area code: (203) 743-8000

 

Former name or former address, if changed since last report: Not Applicable

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

         

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07         Submission of Matters to a Vote of Security Holders

 

On November 4, 2026, Ethan Allen Interiors Inc. (“Ethan Allen” or the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”). Of the 25,204,416 shares of the Company’s common stock, $0.01 par value, eligible to vote at the Annual Meeting, 21,110,784 shares were present in person or represented by proxy. Set forth below are the final voting results for the proposals voted on at the Annual Meeting.

 

Proposal 1: Election of Directors. The election of directors at the Annual Meeting was contested. Stockholders were asked to elect five directors from among the five nominees recommended by the Company’s Board of Directors (the “Board”) and the five nominees proposed by DGB Investment, Inc. and its affiliates. In accordance with the Company’s bylaws, because the number of nominees exceeded the number of directors to be elected, directors were elected by a plurality of the votes cast, meaning that the five nominees receiving the highest number of “FOR” votes were elected. Based on the final voting results certified by the independent inspector of election, Maria Eugenia Casar, Tara I. Stacom, Douglas G. Bergeron, Kristine E. Miller, and Stephen Oblak were elected to serve a one-year term until the 2027 Annual Meeting of Stockholders. Each director will hold office until his or her successor has been duly elected and qualified or until the director’s earlier death, resignation, disqualification, or removal. The voting results were as follows:

 

 

Proposal 2: Approve, through a non-binding advisory vote, the fiscal 2026 compensation awarded to the Company’s named executive officers. An advisory resolution approving the compensation of the Company’s named executive officers, as disclosed in the Company’s proxy statement, was approved as follows:

 

Proposal 3: Ratify the appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal 2027 year. The selection of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal 2027 year was ratified by the following vote:

 

 

No other matters were properly presented for consideration or shareholder action at the Annual Meeting.

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.