United states

SECURITIES AND EXCHANGE COMMISSION

 

Washington D.C. 20549

 

FORM SD

 

SPECIALIZED DISCLOSURE REPORT

 

 

ETHAN ALLEN INTERIORS INC.

(Exact name of registrant as specified in its charter)

 

Delaware

1-11692

06-1275288

(State or other jurisdiction

of incorporation or organization)

 (Commission File Number)

(IRS Employer Identification No.)

 

25 Lake Avenue Ext.

Danbury, Connecticut


06811-5286

(Address of principal executive offices)

(Zip Code)

 

Eric D. Koster, Esq., Vice President, General Counsel and Secretary

(203) 743-8508
(Name and telephone number, including area code, of the person to contact in connection with this report.)

 


 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

☒ Rule 13p-1 under the Securities ExchangeAct (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018

 



 

 

 

 

Item 1.01

Conflict Minerals Disclosure and Report

 

Conflict Minterals Disclosure

 

A copy of the Conflict Minerals Report of Ethan Allen Interiors Inc. (the “Company”) for the reporting period January 1 to December 31, 2018 is filed as Exhibit 1.01 to this specialized disclosure report on Form SD and is also publicly available on the Company’s website at http://ethanallen.com/investors. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD. 

 

 

Item 1.02

Exhibit

 

The Company has filed, as an exhibit to this Form SD, a Conflict Minerals Report as required by Item 1.01 of this Form.

 

 

Item 2.01

Exhibits

 

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

ETHAN ALLEN INTERIORS INC.

(Registrant)

 

   

By:

/s/ Eric D. Koster

   
 

Vice President, General Counsel and Secretary

 

Date: May 31, 2019