United states
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 14, 2018
ETHAN ALLEN INTERIORS INC.
(Exact name of registrant as specified in its charter)
|
Delaware |
1-11692 |
06-1275288 |
|
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
|
25 Lake Avenue Extension Danbury, CT |
|
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: (203) 743-8000
__________________Not Applicable_________________
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
INFORMATION TO BE INCLUDED IN Report
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders |
The Company held its Annual Meeting on November 14, 2018. Set forth below are the final voting results for each of the proposals submitted to stockholders.
|
1. Election of Directors |
Votes For |
Votes Against |
Abstentions |
Broker Non- Votes |
|
M. Farooq Kathwari |
22,961,185 |
843,332 |
8,926 |
1,158,654 |
|
James B. Carlson |
23,465,491 |
335,591 |
12,361 |
1,158,654 |
|
John J. Dooner, Jr. |
23,394,617 |
406,465 |
12,361 |
1,158,654 |
|
Domenick J. Esposito |
23,564,179 |
236,902 |
12,362 |
1,158,654 |
|
Mary Garrett |
23,599,115 |
204,329 |
9,999 |
1,158,654 |
|
James W. Schmotter |
23,591,046 |
208,635 |
13,762 |
1,158,654 |
|
Tara I. Stacom |
23,575,496 |
209,188 |
28,759 |
1,158,654 |
|
Proposal |
Votes For |
Votes Against |
Abstentions |
Broker Non- Votes |
|
2. Say on Pay |
23,109,044 |
652,514 |
51,885 |
1,158,654 |
|
Proposal |
Votes For |
Votes Against |
Abstentions |
|
|
3. Ratify Auditors |
24,710,547 |
248,293 |
13,257 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ETHAN ALLEN INTERIORS INC. |
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Date: November 16, 2018 |
By: |
/s/ Eric D. Koster |
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Eric D. Koster |
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Vice President, General Counsel & Secretary |
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