1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to purchase Ethan Allen Common Stock
|
10/01/2000 |
10/01/2009 |
Ethan Allen Common Stock
|
375
|
$
30.75
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
10/01/2001 |
10/01/2009 |
Ethan Allen Common Stock
|
375
|
$
30.75
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
10/01/2002 |
10/01/2009 |
Ethan Allen Common Stock
|
375
|
$
30.75
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
10/01/2003 |
10/01/2009 |
Ethan Allen Common Stock
|
375
|
$
30.75
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
03/31/2004 |
03/31/2019 |
Ethan Allen Common Stock
|
40
|
$
25
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
04/14/2004 |
04/14/2013 |
Ethan Allen Common Stock
|
175
|
$
29.55
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
04/14/2005 |
04/14/2013 |
Ethan Allen Common Stock
|
175
|
$
29.55
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
04/14/2006 |
04/14/2013 |
Ethan Allen Common Stock
|
175
|
$
29.55
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
04/14/2007 |
04/14/2013 |
Ethan Allen Common Stock
|
175
|
$
29.55
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
05/27/2006 |
05/27/2015 |
Ethan Allen Common Stock
|
375
|
$
31.15
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
05/27/2007 |
05/27/2015 |
Ethan Allen Common Stock
|
375
|
$
31.15
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
05/27/2008 |
05/27/2015 |
Ethan Allen Common Stock
|
375
|
$
31.15
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
05/27/2009 |
05/27/2015 |
Ethan Allen Common Stock
|
375
|
$
31.15
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
06/27/2006 |
06/27/2016 |
Ethan Allen Common Stock
|
250
|
$
36.56
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
06/27/2007 |
06/27/2016 |
Ethan Allen Common Stock
|
250
|
$
36.56
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
06/27/2008 |
06/27/2016 |
Ethan Allen Common Stock
|
250
|
$
36.56
|
D
|
|
Option to purchase Ethan Allen Common Stock
|
06/27/2009 |
06/27/2016 |
Ethan Allen Common Stock
|
250
|
$
36.56
|
D
|
|