SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BROCKMAN THOMAS M

(Last) (First) (Middle)

(Street)

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ NYSE: ETH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President, Mideast Case G
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/05/2003 S 900 D 35.9053 0 D
Common Stock 06/05/2003 S 3,000 D 35.0953 0 D
Common Stock 06/05/2003 S 5,100 D 35.0953 0 D
Common Stock 06/05/2003 S 1,500 D 35.0953 0 D
Common Stock 06/05/2003 S 2,250 D 35.0953 0 D
Common Stock 06/05/2003 S 3,750 D 35.0953 0 D
Common Stock 06/05/2003 S 37 D 35.0953 0 D
Common Stock 06/05/2003 S 1,500 D 35.0953 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Exercise Option 6.375 06/05/2003 X 900 08/31/1997 08/03/2003 Exercise Option 900 $6.375 17,650 D
Exercise Option 6.5 06/05/2003 X 3,000 07/27/1998 07/27/2004 Exercise Option 3,000 $6.5 14,650 D
Exercise Option 14.5 06/05/2003 X 5,100 01/30/2000 01/30/2007 Exercise Option 5,100 $14.5 9,550 D
Exercise Option 18.2083 06/05/2003 X 1,500 08/06/2000 08/06/2007 Exercise Option 1,500 $18.2083 8,050 D
Exercise Option 32.6667 06/05/2003 X 2,250 06/15/2002 06/15/2008 Exercise Option 2,250 $32.6667 5,800 D
Exercise Option 26.25 06/05/2003 X 3,750 04/05/2003 04/05/2009 Exercise Option 3,750 $26.25 2,050 D
Exercise Option 25 06/05/2003 X 37 03/31/2003 03/31/2010 Exercise Option 37 $25 2,013 D
Exercise Option 25 06/05/2003 X 1,500 03/31/2003 03/31/2010 Exercise Option 1,500 $25 513 D
Explanation of Responses:
Tom Brockman 06/06/2003
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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